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End-to-end data exchange between front and back office |
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Data reconciliation ensures client stock and cash balance that resided in both front and back office are |
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identical |
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Daily automatic system date check ensures accuracy of time sensitive calculations such as stock settlement |
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and interest calculation |
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System administration allows users to define user access levels, create/change user passwords and set |
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read-only & read-write permissions enhancing internal control |
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Cash In/Out, Stock In/Out and Dividend Entitlement update and processing |
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Listed Companies News, Exchange News, Stock and Warrants Details update |
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User-defined rebate rate (by AE/broker), margin ratio (by stock/client), charges and commission rate with |
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reports on daily/monthly rebate to AE/broker, net commission after rebate, daily/monthly charge report (by |
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client/broker), levy/tariff/stamp duty report |
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Report generation function supports daily reporting requirements. Over 30 standarised reports include |
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Bought/Sold Journal, Daily/Monthly Client Statements, Client Portfolios and Broker Settlement Summary |
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Preparation of reports and client statements in PDF format for email or printed format for facsimile |
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Client, AE, Broker and Stock Profile Management for entering and updating profile details |
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Interest calculation with reports on daily/month-to-date account accrued interest and interest |
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receivable/payable |
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Short selling check |
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Multi-currency and multi-interest rate coverage |
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SPAN data imported from HKEx for margin calculation |
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Trade blotters and client statements backup |
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