CORPORATE | PRODUCTS | HOME


	FRONT END MONITOR

To support and strengthen risk monitoring, Front End Monitor offers a full range of risk monitoring capabilities allowing users to keep an all encompassing overview of stock positions and credit limits of brokers and clients in real time. In case of limit violation, sound alarm and color signal will be activiated to alert the users.

KEY FEATURES

	Limit control: From clients to counterparties, limits can be defined based on criteria ranging from credit
	requirement and stock position to accumulative limit and single transaction limit.
	Client Monitor: Multi-window design enables monitoring of NAV and Daily Turnover of all clients' accounts
	and viewing individual account details at the same time.
	Client Enquiry: Client enquiry window displays account information on Credit Limit, Opening Balance, Cash
	In/Out, Trade Day Net Balance, Credit Risk, Pending Transactions, Margin Value and Available Credit .
	Broker Monitor & Enquiry: The monitor displays details of Holding Value, Daily Turnover and Credit Balance of
	all designated execution brokers and supports enquiry of individual broker details.
	Risk Alert Monitor: Information of trading limit set by each brokers, daily turnover and remaining credit can be
	accessed via the Risk Alert Monitor. Users will be alerted when the remaining credit of a broker is close to
	risk level.
	Stock Monitor & Enquiry: To support position exposure monitoring, the monitor offers access to details on
	Holding Value, Turnover and Ratio of all stocks held by clients and brokers. Stock Enquiry function separates
	the display of stock holdings by clients and brokers offering full information of each client and broker.
	Order Monitor: Via the monitor, users can keep track with the life cycle of each orders including time of order
	entry and execution, filled and unfilled quantity, as well as modifications requested by the client. Order
	details of each client account can also be exported to file to support order notifications, where necessary.
	Broker Performance Monitor: To ensure brokers execute orders within reasonable period of time, the monitor
	offers graphical display of order queuing time. Warning will be activated when queuing time exceeds
	designated time limit.
	Manual Approval: Orders that violate pre-defined limit will be rejected by the system for further processing.
	Rejected orders can be reviewed and approved manually via the Front End Monitor.

STOCK TRADING SOLUTION